X.509 Certificates and Certificate Revocation Lists (CRLs)

Last Modified: 1 May, 2001

: In One Sentence: What is a Certificate?
: What Applications use Certificates?
: How do I get a Certificate?
: What is Inside an X.509 Certificate?
: What Java API Can Be Used to Access and Manage Certificates?
: What Java Tool Can Generate, Display, Import, and Export X.509 Certificates?

In One Sentence: What is a Certificate?

A public-key certificate is a digitally signed statement from one entity, saying that the public key (and some other information) of another entity has some specific value.

Let us expand on some of the key terms used in this sentence:

Public Keys: These are numbers associated with a particular entity, and are intended to be known to everyone who needs to have trusted interactions with that entity. Public keys are used to verify signatures.
Digitally Signed: If some data is digitally signed it has been stored with the "identity" of an entity, and a signature that proves that entity knows about the data. The data is rendered unforgeable by signing with the entitys' private key.
Identity: A known way of addressing an entity. In some systems the identity is the public key, in others it can be anything from a Unix UID to an Email address to an X.509 Distinguished Name.
Signature: A signature is computed over some data using the private key of an entity (the signer).
Private Keys: These are numbers, each of which is supposed to be known only to the particular entity whose private key it is (that is, it's supposed to be kept secret). Private and public keys exist in pairs in all public key cryptography systems (also referred to as "public key crypto systems"). In a typical public key crypto system, such as DSA, a private key corresponds to exactly one public key. Private keys are used to compute signatures.
Entity: An entity is a person, organization, program, computer, business, bank, or something else you are trusting to some degree.

Basically, public key cryptography requires access to users' public keys. In a large-scale networked environment it is impossible to guarantee that prior relationships between communicating entities have been established or that a trusted repository exists with all used public keys. Certificates were invented as a solution to this public key distribution problem. Now a Certification Authority (CA) can act as a Trusted Third Party. CAs are entities (e.g., businesses) that are trusted to sign (issue) certificates for other entities. It is assumed that CAs will only create valid and reliable certificates as they are bound by legal agreements. There are many public Certification Authorities, such as VeriSign, Thawte, Entrust, and so on. You can also run your own Certification Authority using products such as the Netscape/Microsoft Certificate Servers or the Entrust CA product for your organization.

What Applications use Certificates?

Probably the most widely visible application of X.509 certificates today is in web browsers (such as Netscape Navigator and Microsoft Internet Explorer) that support the SSL protocol. SSL (Secure Socket Layer) is a security protocol that provides privacy and authentication for your network traffic. These browsers can only use this protocol with web servers that support SSL.

Other technologies that rely on X.509 certificates include:

Various code-signing schemes, such as signed Java ARchives, and Microsoft Authenticode.
Various secure E-Mail standards, such as PEM and S/MIME.
E-Commerce protocols, such as SET.

How do I Get a Certificate?

There are two basic techniques used to get certificates:

you can create one yourself (using the right tools, such as keytool), or
you can ask a Certification Authority to issue you one (either directly or using a tool such as keytool to generate the request).

The main inputs to the certificate creation process are:

Matched public and private keys, generated using some special tools (such as keytool), or a browser. Only the public key is ever shown to anyone else. The private key is used to sign data; if someone knows your private key, they can masquerade as you ... perhaps forging legal documents attributed to you!

You need to provide information about the entity being certified (e.g., you). This normally includes information such as your name and organizational address. If you ask a CA to issue a certificate for you, you will normally need to provide proof to show correctness of the information.

If you are asking a CA to issue you a certificate, you provide your public key and some information about you. You'll use a tool (such as keytool or a browser that supports Certificate Signing Request generation). to digitally sign this information, and send it to the CA. The CA will then generate the certificate and return it.

If you're generating the certificate yourself, you'll take that same information, add a little more (dates during which the certificate is valid, a serial number), and just create the certificate using some tool (such as keytool). Not everyone will accept self-signed certificates; one part of the value provided by a CA is to serve as a neutral and trusted introduction service, based in part on their verification requirements, which are openly published in their Certification Service Practices (CSP).

What's Inside an X.509 Certificate?

The X.509 standard defines what information can go into a certificate, and describes how to write it down (the data format). All X.509 certificates have the following data, in addition to the signature:

Version

This identifies which version of the X.509 standard applies to this certificate, which affects what information can be specified in it. Thus far, three versions are defined.

Serial Number

The entity that created the certificate is responsible for assigning it a serial number to distinguish it from other certificates it issues. This information is used in numerous ways, for example when a certificate is revoked its serial number is placed in a Certificate Revocation List (CRL).

Signature Algorithm Identifier

This identifies the algorithm used by the CA to sign the certificate.

Issuer Name

The X.500 name of the entity that signed the certificate. This is normally a CA. Using this certificate implies trusting the entity that signed this certificate. (Note that in some cases, such as root or top-level CA certificates, the issuer signs its own certificate.)

Validity Period

Each certificate is valid only for a limited amount of time. This period is described by a start date and time and an end date and time, and can be as short as a few seconds or almost as long as a century. The validity period chosen depends on a number of factors, such as the strength of the private key used to sign the certificate or the amount one is willing to pay for a certificate. This is the expected period that entities can rely on the public value, if the associated private key has not been compromised.

Subject Name

The name of the entity whose public key the certificate identifies. This name uses the X.500 standard, so it is intended to be unique across the Internet. This is the Distinguished Name (DN) of the entity, for example,

    CN=Java Duke, OU=Java Software Division, O=Sun Microsystems Inc, C=US

(These refer to the subject's Common Name, Organizational Unit, Organization, and Country.)

Subject Public Key Information

This is the public key of the entity being named, together with an algorithm identifier which specifies which public key crypto system this key belongs to and any associated key parameters.

X.509 Version 1 has been available since 1988, is widely deployed, and is the most generic.

X.509 Version 2 introduced the concept of subject and issuer unique identifiers to handle the possibility of reuse of subject and/or issuer names over time. Most certificate profile documents strongly recommend that names not be reused, and that certificates should not make use of unique identifiers. Version 2 certificates are not widely used.

X.509 Version 3 is the most recent (1996) and supports the notion of extensions, whereby anyone can define an extension and include it in the certificate. Some common extensions in use today are: KeyUsage (limits the use of the keys to particular purposes such as "signing-only") and AlternativeNames (allows other identities to also be associated with this public key, e.g. DNS names, Email addresses, IP addresses). Extensions can be marked critical to indicate that the extension should be checked and enforced/used. For example, if a certificate has the KeyUsage extension marked critical and set to "keyCertSign" then if this certificate is presented during SSL communication, it should be rejected, as the certificate extension indicates that the associated private key should only be used for signing certificates and not for SSL use.

All the data in a certificate is encoded using two related standards called ASN.1/DER. Abstract Syntax Notation 1 describes data. The Definite Encoding Rules describe a single way to store and transfer that data. People have been known to describe this combination simultaneously as "powerful and flexible" and as "cryptic and awkward".

The IETF PKIX working group is in the process of defining standards for the Internet Public Key Infrastructure. We are closely following their work, and are supporting its X.509 Certificate and CRL Profile, which is being specified.

What Java API Can Be Used to Access and Manage Certificates?

The Certificate API, found in the java.security.cert package, includes the following:

the CertificateFactory class defines the functionality of a certificate factory, which is used to generate certificate and certificate revocation list (CRL) objects from their encoding.
the Certificate class is an abstract class for managing a variety of certificates. It is an abstraction for certificates that have different formats but important common uses. For example, different types of certificates, such as X.509 and PGP, share general certificate functionality (like encoding and verifying) and some types of information like public key.
the CRL class is an abstract class for managing a variety of Certificate Revocation Lists (CRLs).
the X509Certificate class is an abstract class for X.509 Certificates. It provides a standard way to access all the attributes of an X.509 certificate.
the X509Extension interface is an interface for an X.509 extension. The extensions defined for X.509 v3 certificates and v2 CRLs (Certificate Revocation Lists) provide mechanisms for associating additional attributes with users or public keys, such as for managing the certification hierarchy, and for managing CRL distribution.
the X509CRL class is an abstract class for an X.509 Certificate Revocation List (CRL). A CRL is a time-stamped list identifying revoked certificates. It is signed by a Certification Authority (CA) and made freely available in a public repository.
the X509CRLEntry class is an abstract class for a CRL entry.

What Java Tool Can Generate, Display, Import, and Export X.509 Certificates?

There is a tool named keytool ( for Solaris ) ( for Win32 ) that can be used to create public/private key pairs and self-signed X.509 v1 certificates, and to manage keystores. Keys and certificates are used to digitally sign your Java applications and applets (see the jarsigner ( for Solaris ) ( for Win32 ) tool).

A keystore is a protected database that holds keys and certificates for an enterprise. Access to a keystore is guarded by a password (defined at the time the keystore is created, by the person who creates the keystore, and changeable only when providing the current password). In addition, each private key in a keystore can be guarded by its own password.

Using keytool, it is possible to display, import, and export X.509 v1, v2, and v3 certificates stored as files, and to generate new self-signed v1 certificates. For examples, see the "EXAMPLES" section of the keytool documentation ( for Solaris ) ( for Win32 ).

Java Software Division